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ARTICLE · 22 NOVEMBER 2010

Investment Funds @ Gowlings November 2, 2010

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On October 15, 2010 the Canadian Securities Administrators (the "CSA") published a request for comment (the "CSA Notice") on proposed amendments to National Instrument 31-103 Registration Requirements and Exemptions ("NI 31-103") and its related companion policy relating to the registration of international and certain domestic investment fund managers.

CanadaFinance and Banking
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Edited by Paul A. Dempsey

Contents

  • Investment Fund Manager Registration
  • Closed-End Fund Conversions
  • Point of Sale Disclosure for Mutual Funds - Stage 1

Investment Fund Manager Registration

On October 15, 2010 the Canadian Securities Administrators (the "CSA") published a request for comment (the "CSA Notice") on proposed amendments to National Instrument 31-103 Registration Requirements and Exemptions ("NI 31-103") and its related companion policy relating to the registration of international and certain domestic investment fund managers. Currently, NI 31-103 provides temporary relief from investment fund manager registration such that an investment fund manager is only required to be registered in the Canadian jurisdiction in which its head office is located (if any).

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