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ARTICLE · 23 FEBRUARY 2012

CSA To Complete Phase 1 Of Modernization Project And Amend Investment Fund Rules

Blake, Cassels & Graydon LLP
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CSA announces adoption of Amendments to complete first phase of its Modernization Project.

CanadaFinance and Banking
Blake, Cassels & Graydon LLP
Blake, Cassels & Graydon LLP
Jill Davis
Jill Davis
Kevin Rusli
Kevin Rusli
Aaron Palmer
Aaron Palmer
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Copyright 2012, Blake, Cassels & Graydon LLP

Originally published in Blakes Bulletin on Securities Regulation, February 2012

Highlights

CSA announces adoption of Amendments to complete first phase of its Modernization Project. Upon coming into force, the Amendments:

  • introduce new provisions to address the unique features of ETFs by amending certain purchase and redemption processes and other operational requirements
  • introduce additional investment restrictions for money market funds, including liquidity requirements and a new dollar-weighted average term to maturity limit
  • permit mutual funds to engage in short-selling subject to compliance with standard restrictions contained in exemptive relief routinely granted by the CSA

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