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ARTICLE · 10 MARCH 2010

CSA Issue Orders Exempting Registrants From Certain Provisions Of NI 31-103

On February 26, 2010, members of the Canadian Securities Administrators (CSA) each issued omnibus/blanket orders in response to applications requesting exemptions from certain provisions of National Instrument 31-103 Registration Requirements and Exemptions (31-103). 31-103, together with amendments to related instruments and policies, came into effect on September 28, 2009 (the Effective Date).

CanadaFinance and Banking

On February 26, 2010, members of the Canadian Securities Administrators (http://www.securities-administrators.ca) (CSA) each issued omnibus/blanket orders in response to applications requesting exemptions from certain provisions of National Instrument 31-103 Registration Requirements and Exemptions (http://www.osc.gov.on.ca/en/13596.htm) (31-103). 31-103, together with amendments to related instruments and policies, came into effect on September 28, 2009 (the Effective Date). Notice of these orders was provided under CSA Staff Notice 31-315 Omnibus/Blanket Orders exempting registrants from certain provisions of National Instrument 31-103 Registration Requirements and Exemptions (http://www.osc.gov.on.ca/en/27176.htm) , which was also published on February 26, 2010. The orders are summarized below.

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