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ARTICLE · 17 AUGUST 2010

Canadian AML Developments: Revised CSA Staff Notice And SEMA Iran Regulations Released

Stikeman Elliott LLP
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CSA release revised staff notice regarding terrorist financing reporting obligations As reported in our post of July 30, 2010, the Canadian Securities Administrators (CSA) published CSA Staff Notice 31-317 (Revised) – Reporting Obligations Related to Terrorist Financing on July 30, 2010 (the Revised Notice), updating their initial release of April 16, 2010

CanadaFinance and Banking
The Securities Group
The Securities Group
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Revised CSA staff notice and SEMA Iran regulations released

CSA release revised staff notice regarding terrorist financing reporting obligations

As reported in our post of July 30, 2010, the Canadian Securities Administrators (CSA) published CSA Staff Notice 31-317 (Revised) – Reporting Obligations Related to Terrorist Financing on July 30, 2010 (the Revised Notice), updating their initial release of April 16, 2010. The Revised Notice does not refer to the new Special Economic Measures (Iran) Regulation (described below) but these new rules should be considered in conjunction with the Revised Notice.

The purpose of the Revised Notice is to clarify the CSA's view that firms relying on any exemption from the dealer or adviser registration requirements for the purposes of engaging in the business of "dealing in securities" or "providing portfolio management or investment counseling services" in any Canadian jurisdiction must comply with the Canadian federal

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