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ARTICLE · 24 DECEMBER 2025

Boiling Down The Investment Management Division's Annual Report

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The Ontario Securities Commission's investment management division is responsible for the regulatory framework for investment funds, investment fund managers and portfolio manager services.

CanadaFinance and Banking
AUM Law
AUM Law
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The Ontario Securities Commission's investment management division is responsible for the regulatory framework for investment funds, investment fund managers and portfolio manager services. In OSC Staff Notice 81-739 Investment Management Division Annual Summary Report (the Report), the division describes its key operational and policy initiatives that impacted investment fund issuers and advisers over the last fiscal year, summarizes public fund filings made over the past year, exemptive relief granted to public funds and provides a general description of the division's responsibilities.

There is helpful information in the Report relevant to registrants involved in the management and distribution of investment funds in the exempt market. For example, the Report discusses exemptive relief that is frequently sought for fund of funds from the financial statement filing and delivery deadlines. This relief is sought when a fund invests a significant portion of its

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