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ARTICLE · 04 JANUARY 2024

10 Canadian Developments That Will Set The Stage For Securities Registrants In 2024

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From the launch of SEDAR+, results from the initial Client Focused Reform sweeps, the announcement of total cost reporting, and the advent of Canada's first business...

CanadaFinance and Banking
Peter Gilmore
Peter Gilmore
Christine Vogelesang
Christine Vogelesang
Glen Johnson
Glen Johnson
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From the launch of SEDAR+, results from the initial Client Focused Reform sweeps, the announcement of total cost reporting, and the advent of Canada's first business conduct rule governing derivatives, it has been a busy year for Canadian securities regulators. This article canvasses some of the year's most notable developments from the regulators and provides some guidance to help registered firms navigate the regulatory landscape in 2024.

In this article we will discuss:

  1. Client focused reforms sweeps
  2. Total cost reporting
  3. OSC Staff Notice 33-755 – Summary Report for Dealers, Advisers and Investment Fund Managers
  4. OSC Staff Notice 81-734 – Summary Report for Investment Fund and Structured Product Issuers

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