A reminder that the first stage of CRM2 takes effect July 15, 2014. This requires pre-trade disclosure of all charges (or a reasonable estimate, if unknown) the client will be required to pay. This does not apply to managed accounts.
The IIROC Notice 14-0133 setting out all CRM 2 amendments to its rules can be found here.
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
We operate a free-to-view policy, asking only that you register in order to read all of our content. Please login or register to view the rest of this article.







