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ARTICLE · 15 JULY 2014

CRM Phase II Begins To Take Effect On July 15, 2014

Borden Ladner Gervais LLP
Borden Ladner Gervais LLP
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Borden Ladner Gervais LLP

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A reminder that the first stage of CRM2 takes effect July 15, 2014.

CanadaCorporate/Commercial Law

A reminder that the first stage of CRM2 takes effect July 15, 2014. This requires pre-trade disclosure of all charges (or a reasonable estimate, if unknown) the client will be required to pay. This does not apply to managed accounts.

The IIROC Notice 14-0133 setting out all CRM 2 amendments to its rules can be found here.

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