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ARTICLE · 14 JULY 2022

ACVM Publient Rapport Sur L'application De La Loi Pour 2021

McCarthy Tétrault
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Les Autorités canadiennes en valeurs mobilières (« ACVM ») ont récemment publié leur rapport annuel sur l'application de la loi sur les activités de ses membres (le « Rapport »).

CanadaCorporate/Commercial Law
Reglementation Des Valeurs Mobilieres
Reglementation Des Valeurs Mobilieres
Rene Sorell
Rene Sorell
Sean Sadler
Sean Sadler
Wendy Berman
Wendy Berman
Shane D'Souza
Shane D'Souza
Jonathan Nehmetallah
Jonathan Nehmetallah
Alexa Jarvis
Alexa Jarvis
Abygail L. Cross
Abygail L. Cross
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Les Autorités canadiennes en valeurs mobilières (« ACVM ») ont récemment publié leur rapport annuel sur l'application de la loi sur les activités de ses membres (le « Rapport »). Le Rapport donne un aperçu des mesures d'application prises par les organismes canadiens de réglementation des valeurs mobilières au cours des 12 derniers mois.

Le nombre de procédures d'application de la loi engagées a légèrement augmenté par rapport à 2020 et est nettement supérieur à celui de 2019. Bien que le nombre de plaintes de dénonciateurs et le quantum total des amendes, pénalités et indemnités générales aient diminué par rapport à 2020, nous ne pensons pas que cela signale une intention de la part des régulateurs de diminuer leurs efforts d'application.

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