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ARTICLE · 03 SEPTEMBER 2007

Incorporation By Reference - Giving Clients What They Want

Minter Ellison
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A survey conducted in June this year, by Investment Trends Pty Limited, concluded that over 80% of clients would find shorter disclosure documents more appealing.

AustraliaCorporate/Commercial Law
Richard Batten
Richard Batten

A survey conducted in June this year, by Investment Trends Pty Limited, concluded that over 80% of clients would find shorter disclosure documents more appealing.1 Recent amendments to the Corporations Regulations 2001 may give your clients what they want.

On 23 August 2007, the Hon Chris Pearce MP, the Parliamentary Secretary to the Treasurer, announced the Corporations Amendment Regulations 2007 (No.10). Amongst other amendments, the regulations allow for ‘incorporation by reference’ in Statements of Advice (SOA) and Product Disclosure Statements (PDS).

The regulations came into force on 25 August 2007 and address the changes outlined in the Corporate and Financial Services Regulation Review Consultation Paper. The regulations differ slightly from the draft regulations, published on 26 March 2007.

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