Mr Charles Gittleman > Shearman & Sterling LLP > New York, United States > Lawyer Profile
Shearman & Sterling LLP Offices
599 LEXINGTON AVENUE
NEW YORK, NY 10022-6069
NEW YORK
United States
- Firm Profile
- Go to...
Mr Charles Gittleman
Work Department
Mergers & Acquisitions
Position
Of Counsel
Career
Charles Gittleman is Of Counsel in the Financial Institutions Advisory & Financial Regulatory practice.
He has extensive experience representing clients engaged in the brokerage and investment advisory business and in particular, in the formation and continued counseling of U.S. brokers who are affiliated with foreign financial institutions. He has participated in the formation of numerous brokerage and investment advisor firms, and is responsible for the representation of the firm’s underwriting clients under the rules of the Financial Industry Regulatory Authority (FINRA) and the state securities laws. He frequently practices before the Securities and Exchange Commission, FINRA and the New York Stock Exchange, Inc. He is an authority on the rules of FINRA and the laws and rules of the states of the United States as they relate to the distribution of securities.
Charles is responsible for the formation of and/or representation of more than fifty brokerage firms and related activities, including Banc of America Securities, Inc., Banco do Brasil Securities LLC, Banco Espanol de Credito S.A., Bradesco Securities, Inc., BTG Pactual and Itaú BBA USA Securities, Inc.
Memberships
New York
Education
J.D.
A.B.
Top Tier Firm Rankings
Firm Rankings
- Finance > Capital markets: debt offerings
- Finance > Capital markets: global offerings
- Finance > Capital markets: high-yield debt offerings
- Antitrust > Civil litigation/class actions: defense
- Labor and employment > Employee benefits, executive compensation and retirement plans: transactional
- Tax > Financial products
- Dispute resolution > Financial services litigation
- Dispute resolution > General commercial disputes
- Dispute resolution > International litigation
- Tax > International tax
- Dispute resolution > M&A litigation: defense
- Tax > US taxes: non-contentious
- Finance > Capital markets: equity offerings
- Energy > Energy transactions: oil and gas
- Antitrust > Merger control
- Finance > Project finance
- Real estate > Real estate finance
- Finance > Structured finance: derivatives and structured products
- Antitrust > Cartel
- Energy > Energy transactions: electric power
- M&A/corporate and commercial > M&A: large deals ($1bn+)
- Investment fund formation and management > Mutual/registered/exchange-traded funds
- Real estate > Real estate
- Energy > Renewable/alternative power
- Tax > US taxes: contentious
- Dispute resolution > International arbitration
- Investment fund formation and management > Private equity funds (including venture capital)
- Finance > Restructuring (including bankruptcy): corporate
- Finance > Commercial lending
- Dispute resolution > Corporate investigations and white-collar criminal defense
- Finance > Financial services regulation
- Media, technology and telecoms > Advertising and marketing: litigation