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Leveraging strong mutual funds expertise and a client base of many prominent mutual fund managers in the US, Stradley Ronon Stevens & Young, LLP also acts for some of the most prominent investment companies in the US and large global asset managers. The group’s deep and growing bench includes many former members of Investment Management Division of the Securities and Exchange Commission, offering clients access to deep knowledge of regulation such as investment adviser regulation. These include Alan Goldberg in Chicago, a former SEC enforcement lawyer and is strong in this area in the context of the formation of a variety of registered investment companies. Matthew DiClemente in Philadelphia, Sara Crovitz in Washington DC and David Grim in Washington DC. DiClemente is able to advise a diverse client base spanning the legal and regulatory aspects of the launch of open-ended and closed-ended funds. Philadelphia-based Bruce Leto is especially reputed as counsel to independent directors, while closed-end funds expert Eric Purple in Washington DC has been instrumental in drawing significant new clients to the group, including GPs to private wealth investors.
Legal 500 Editorial commentary
Key clients
- Privacore Capital
- Investment Company Institute
Work highlights
Advised Franklin Templeton on the launch of spot bitcoin and spot ether ETFs.
Advised the Investment Company Institute (ICI), the most influential trade group that speaks for the investment management industry on efforts to modernize the Investment Company Act of 1940.