Katten‘s derivatives offering holds in-depth expertise in regulatory, investigatory and transactional derivatives matters. The team is highly proficient in matters requiring insight into CFTC and NFA regulations, and is often retained by financial institutions and investors in high-stake enforcements and contentious matters. Aditionally, the team’s transactional expertise extends to esoteric asset classes, notably digital infrastructure and cryptocurrency. Chicago-based Christian Kemnitz is sought by cleints for his experience in derivative enforcements and regulations, alongside experience in options, swaps, securities, futures and other structured products, and co-heads the team with Lance Zinman. Based in Washington DC, Daniel Davis also co-heads the team, and oversees the gamut of derivatives market regulations, fraud investigations, and other CFTC and SEC-related matters. New York-based Carl Kennedy is well-versed in Dodd-Frank and CFTC regulations, while Matthew F. Kluchenek is a key member of the team for matters involving fraud, noncompliance and trading investigations.
Legal 500 Editorial commentary
- Profile
Testimonials
Collated independently by Legal 500 research team.
- 'The depth of the derivatives and structured product team at Katten, and its subject matter expertise across different areas of law affecting the derivatives and financial services industry is unmatched, in my opinion. The team is comprised of both experienced practitioners, mid-level rising stars, and younger attorneys with subject matter expertise beyond their years.'
Key clients
- Barclays Bank PLC
- Bitnomial Clearing
- CHS Hedging, LLC
- CHS, Inc.
- Tradeweb Markets
Work highlights
- Advised multiple clients on gaining registration as a designated contract market (DCM) and/or derivatives clearing organization (DCO), involving the preparation of comprehensive applications to meet Commodity Futures Trading Commission (CFTC) requirements.
- Advised Bitnomial Clearing in obtaining the CFTC’s approval for its registration as a Derivatives Clearing Organization, a rare achievement in the digital asset space.
- Represented CHS, Inc. and CHS Hedging, LLC in connection with multiple enforcement and regulatory matters before the Commodity Futures Trading Commission (CFTC), as well as various regulatory issues that arise daily.
Lawyers
Practice head
Lance A. Zinman; Daniel J. Davis; Carl E. Kennedy
Other key lawyers
Matthew F. Kluchenek