Eversheds Sutherland

The team at Eversheds Sutherland regularly advises a range of clients on compliance with SEC and FINRA regulations, along with representing firms and individuals in enforcement actions. It is noted for expertise in AI, FinTech, and ESG regulations, with particular experience of SEC and NYDFS's disclosure and reporting requirements. Practice head Brian Rubin, in Washington DC, is instructed by a number of high profile banks, insurance companies, and other financial institutions. Also in DC, Holly Smith leverages experience at the SEC to represent leaders in the broker-dealer distribution network, and Clifford Kirsch, in New York, is a key name in the team.