King & Wood Mallesons
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Fintechs, banks, non-bank lenders, superannuation insurance funds and other financial institutions regularly turn to King & Wood Mallesons for its expertise in financial services regulation and digital assets. Mark McFarlane and Alexander Morris jointly lead the financial services regulation arm of the practice, with McFarlane advising on licensing and securities law, financial markets and exchange regulation, and the establishment of private equity funds, and Morris assisting with class actions and regulatory inquiries. Urszula McCormack is well-regarded for her work on blockchain and digital innovation matters, while Anthony Boogert focuses on M&A in the fintech sector, and Kate Jackson-Maynes takes the lead on digital payments matters. Dale Rayner brings expertise in cryptocurrency regulation and open banking reforms, while Max Allan specialises in financial market transactions, including structured products and derivatives. Also noted is Nathan Hodge, a key contact for superannuation, financial advice and funds management matters.
Legal 500 Editorial commentary
Testimonials
Collated independently by Legal 500 research team.
'Ability to work at the cutting edge, bringing deep technical knowledge and experience to deliver a bespoke legal solution that exceeds expectations.'
'The team is well-balanced with excellent quality juniors, seniors and partners all working seamlessly together across their Melbourne and Sydney offices. They are always willing to work proactively with us to help us develop our thinking and identify possible solutions and tactics. We are very happy with the significant intellectual firepower that they bring to the table.'
Key clients
- Firstmac Limited
- Significant advice to superannuation funds, including Qantas Super and AMP Super
Work highlights
Acted for Firstmac in the investigation and subsequent civil penalty proceedings brought by ASIC testing the interpretation of the reasonable steps obligation in section 994E(3) of the Corporations Act.