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ARTICLE · 25 JULY 2019

Podcast: Private Fund Regulatory Update – Network And Cloud Storage

Ropes & Gray LLP
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Also, they or their private funds may instead have obligations under other similar regulations.

United StatesWealth Management
Joel Wattenbarger
Joel Wattenbarger
Laurel FitzPatrick
Laurel FitzPatrick
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In this Ropes & Gray podcast, asset management partners Laurel FitzPatrick and Joel Wattenbarger discuss the Risk Alert published on May 23, 2019 by the SEC's Office of Compliance Inspections and Examinations, which addresses the obligation to safeguard customer records and other information in cloud-based or network storage solutions.

Transcript:

Joel Wattenbarger: Hello, and thank you for joining us today on this Ropes & Gray podcast, the latest in our series of podcasts and webinars focused on private fund regulatory issues. I'm Joel Wattenbarger, a partner in our asset management group based in New York. Joining me today is Laurel FitzPatrick, a partner in our asset management group also based in New York. Today, we are going to be discussing the Risk Alert published on May 23, 2019 by the SEC's Office of Compliance Inspections and Examinations, or OCIE for short, discussing the obligation to safeguard customer records and other information in cloud-based

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