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ARTICLE · 04 AUGUST 2017

NFA And FINRA Provide Cybersecurity Guidance And Workshops

Duff and Phelps
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On May 3, 2017, FINRA will host a Compliance Bootcamp in New York City for its members and will provide guidance on cybersecurity.

United StatesTechnology
Jason Elmer
Jason Elmer
Chris Lombardy
Chris Lombardy
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FINRA Announces Compliance Boot Camp

On May 3, 2017, FINRA will host a Compliance Bootcamp in New York City for its members and will provide guidance on cybersecurity. Specifically, the afternoon discussion will focus on: (i) effective practices to protect against cybersecurity threats; (ii) Outline resources available to help firms determine if their policies and procedures are accurate; and (iii) discuss case studies.

NFA Announces Cybersecurity Regulatory Workshop Sessions in New York City and Chicago

The NFA will hold Member Regulatory Workshop Sessions in New York City and Chicago in May 2017 to discuss: (i) NFA examination findings; (ii) cybersecurity expert panel; and (iii) regulatory obligations specific to cybersecurity.

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