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ARTICLE · 06 JANUARY 2010

US Securities and Exchange Commission Adopts Executive Compensation and Other Disclosure Changes

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On December 16, 2009, the US Securities and Exchange Commission (the "SEC") adopted rule changes set forth in Release Nos. 33-9089; 34-61175; IC-29092, titled "Proxy Disclosure Enhancements" (the "Adopting Release").

United StatesFinance and Banking
Laura Richman
Laura Richman
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Originally published January 5, 2010

Keywords: SEC, proxy disclosure enhancements, risk management, compensation policies

On December 16, 2009, the US Securities and Exchange Commission (the "SEC") adopted rule changes set forth in Release Nos. 33-9089; 34-61175; IC-29092, titled "Proxy Disclosure Enhancements" (the "Adopting Release"), available at http://www.sec.gov/rules/final/2009/33-9089.pdf. The new rules primarily address disclosures regarding executive compensation (including policies and practices regarding risk management), director qualifications and background, involvement in legal proceedings, governance structure, and compensation consultants, as well as requiring more timely reporting of shareholder meeting results. The new rules become effective February 28, 2010.

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