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ARTICLE · 28 OCTOBER 2009

The FRB Proposes Guidance On Incentive Compensation Practices

Goodwin Procter LLP
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On October 22, 2009, the FRB issued proposed guidance and announced two initiatives relating to the incentive compensation policies and practices of banking organizations under the FRB’s supervision.

United StatesFinance and Banking

Developments Of Note

  • The FRB Proposes Guidance On Incentive Compensation Practices
  • House Financial Services Committee Passes The Consumer Financial Protection Act Of 2009
  • Compliance With SEC Affiliate Marketing Rules For Broker-Dealers, Investment Advisers, Transfer Agents And Investment Companies Required Beginning January 1, 2010
  • FINRA Files Proposed Rule Changes Covering Marketing Materials For Variable Products
  • FDIC Approves Final Rule To Phase Out The Debt Guarantee Component Of The Temporary Liquidity Guarantee Program
  • European Commission Issues Communication On Strengthening The Derivatives Markets
  • House Agriculture Committee Proposes New Regulatory Scheme For Over-The-Counter Derivatives Markets

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