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ARTICLE · 06 MAY 2011

Securities Alert - SEC Proposes Rules To Require Revised Exchange Listing Standards For Compensation Committees

Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
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The Securities and Exchange Commission (SEC) has proposed rules that would require national securities exchanges to adopt new listing standards related to compensation committees, implementing certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act).

United StatesFinance and Banking
Mintz Levin Securities Group
Mintz Levin Securities Group
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The Securities and Exchange Commission (SEC) has proposed rules that would require national securities exchanges to adopt new listing standards related to compensation committees,1 implementing certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act). New Section 10C of the Securities Exchange Act of 1934, as amended (the Exchange Act), added by Section 952 of the Dodd-Frank Act, requires the SEC to adopt rules directing the national securities exchanges to prohibit the listing of any equity security of a company that is not in compliance with Section 10C's compensation committee and compensation adviser requirements, as described below.

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