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ARTICLE · 13 JULY 2011

SEC Seeks Public Comment On Short Sale Disclosure

Goodwin Procter LLP
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The SEC published a request for public comment (the "Request") with regard to studies on the disclosure and reporting of short sales that the SEC’s Division of Risk, Strategy, and Financial Innovation (the "Division") is required to conduct under the Dodd-Frank Act and whose results the SEC is required to report to Congress by July 21, 2011.

United StatesFinance and Banking

The SEC published a request for public comment (the "Request") with regard to studies on the disclosure and reporting of short sales that the SEC's Division of Risk, Strategy, and Financial Innovation (the "Division") is required to conduct under the Dodd-Frank Act and whose results the SEC is required to report to Congress by July 21, 2011.

Currently Available Data and Existing Uses of Short Sales. As a preliminary matter, the SEC is seeking public comment on both the existing uses of short selling in securities markets and the adequacy or inadequacy of currently available information. The SEC is also seeking public comment on the current use of short selling by equity and option market makers, as well as the ways and extent to which, if any, short selling has been associated with abusive market practices.

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