Regulation S-P Amendments: Compliance Deadline Approaching For "Smaller Entities"

Highlights

• The deadline for "smaller entities" to comply with the 2024 amendments to U.S. Securities and Exchange Commission (SEC) Regulation S-P is June 3, 2026.
• The SEC has indicated that compliance with the Regulation S-P amendments will be a priority in examinations conducted later this year.
• This Holland & Knight alert provides a brief overview of the rule amendments and a checklist that outlines steps that smaller entities should take prior to the June 3, 2026, compliance date, many of which will require some lead time to implement.

The June 3, 2026, deadline for "smaller entities" to comply with the 2024 amendments to U.S. Securities and Exchange Commission (SEC) Regulation S-P is fast approaching. This Holland & Knight alert provides a brief overview of the rule amendments (the Reg. S-P Amendments) and a checklist that outlines steps that smaller entities should take prior to the June 3, 2026, compliance date, many of which will require some lead time to implement. The