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ARTICLE · 08 AUGUST 2019

Regulation Round Up - July 2019

Proskauer Rose LLP
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The Financial Conduct Authority ("FCA") published a policy statement (PS19/19) setting out the final 2019/20 regulatory fees and levies.

United StatesFinance and Banking

The Financial Conduct Authority ("FCA") published apolicy statement(PS19/19) setting out the final 2019/20 regulatory fees and levies.

The European Insurance and Occupational Pensions Authority ("EIOPA") published aconsultation paperon guidelines on outsourcing to cloud service providers.

The FCA published apolicy statement(PS19/18) on restricting contract for difference ("CFD") products and CFD-like options sold to retail clients.

2 July

TheFinancial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2019was published.

The FCA published aspeech, given by its Executive Director of Strategy and Competition, on regulating financial innovation.

The Financial Ombudsman Service ("FOS") published aconsultation paperon the future of its funding.

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