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ARTICLE · 07 JANUARY 2021

Podcast: Mutual Fund To ETF Conversion

Ropes & Gray LLP
Ropes & Gray LLP
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Ropes & Gray LLP

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In this third episode of our ETF podcast series (recorded on December 20, 2020), Ropes & Gray asset management attorneys Jeremy Smith, Brian McCabe, and Ed Baer discuss converting an existing mutual fund into an ETF and the related legal and operational issues.

United StatesFinance and Banking
Jeremy C. Smith
Jeremy C. Smith
William McCabe
William McCabe
Edward Baer
Edward Baer
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In this third episode of our ETF podcast series (recorded on December 20, 2020), Ropes & Gray asset management attorneys Jeremy Smith, Brian McCabe, and Ed Baer discuss converting an existing mutual fund into an ETF and the related legal and operational issues.

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Transcript:

Jeremy Smith: Hello and thank you for joining us today on this Ropes & Gray podcast. I'm Jeremy Smith, a partner in the New York office of Ropes & Gray. Joining me today are two of my colleagues from the asset management practice group, Brian McCabe, a partner in our Boston office, and Ed Baer, a counsel in our San Francisco office. In this podcast, which is part of a series of podcasts on ETF issues, we will provide a high-level overview of key considerations in converting an existing open-end mutual fund into an ETF. Ed, Can you tell us why the topic of converting mutual funds into ETFs is coming up now?

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