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ARTICLE · 12 OCTOBER 2012

Form ADV Updates: A Few Tips For Advisers Getting An Early Start

Mayer Brown
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As we enter the fourth quarter of 2012, investment advisers registered with the US Securities and Exchange Commission (SEC) should begin thinking about the annual update to Form ADV Part 2 (the Brochure).

United StatesFinance and Banking
Anne Marie Konopack
Anne Marie Konopack
Adam Kanter
Adam Kanter
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Keywords: Form ADV Part 2, updates, investment advisers

As we enter the fourth quarter of 2012, investment advisers registered with the US Securities and Exchange Commission (SEC) should begin thinking about the annual update to Form ADV Part 2 (the Brochure). An early start can be particularly helpful for advisers to private funds that may be in the midst of preparing their first Forms PF—an intensive undertaking (as advisers that filed Form PF in August 2012 can attest). Whether you are about to encounter Form PF for the first time, or you are approaching the annual update of your Brochure for the end of March deadline, you might want to start the process sooner rather than later.

With that in mind, there are a few lessons from the past three quarters that are worth keeping in mind as you prepare for your annual update.

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