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ARTICLE · 25 FEBRUARY 2020

FINRA Introduces Two Fixed Income Initiatives

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The Financial Industry Regulatory Authority, Inc. (FINRA) introduced two new initiatives related to the fixed income markets.

United StatesFinance and Banking
Andre Owens
Andre Owens
Bruce Newman
Bruce Newman
Cherie Weldon
Cherie Weldon
Mahlet Ayalew
Mahlet Ayalew
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The Financial Industry Regulatory Authority, Inc. (FINRA) introduced two new initiatives related to the fixed income markets. FINRA proposed to establish a central depository for the public dissemination of new issue corporate bond reference data and to publish aggregated transaction information on U.S. Treasury Securities. The Securities and Exchange Commission (SEC) approved both proposals in December 2019. FINRA plans to begin publishing aggregated transaction data for U.S. Treasury Securities on March 10, 2020. The SEC, however, subsequently stayed the approval of the corporate bond depository until further notice.

FINRA's New Issue Reference Data Service for Corporate Bonds

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