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ARTICLE · 01 JULY 2016

Financial Stability Board Issues Asset Management-Related Policy Recommendations

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On June 22, 2016, the Financial Stability Board (FSB) published for public consultation Proposed Policy Recommendations to Address Structural Vulnerabilities from Asset Management Activities.

United StatesFinance and Banking
Edward G. Eisert
Edward G. Eisert
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On June 22, 2016, the Financial Stability Board (FSB) published for public consultation  Proposed Policy Recommendations to Address Structural Vulnerabilities from Asset Management Activities. The document sets out 14 proposed policy recommendations to address the following structural vulnerabilities from asset management activities that could potentially present financial stability risks:

  1. Liquidity mismatch between fund investments and redemption terms and conditions for fund units;
  2. Leverage within investment funds;
  3. Operational risk and challenges in transferring investment mandates in stressed conditions; and
  4. Securities lending activities of asset managers and funds.

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