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ARTICLE · 10 FEBRUARY 2010

Financial Services Report Quarterly

Goodwin Procter LLP
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Round-up of issues during the most recent quarter.

United StatesFinance and Banking

ISSUES DURING THE MOST RECENT QUARTER

November 17, 2009

  • Senator Dodd Introduces Financial Regulatory Reform Bill
  • Dodd Bill Addresses Derivatives Regulation
  • FDIC Issues Guidance on Deposit Interest Restrictions
  • FDIC Continues Securitization Safe Harbor on a Transitional Basis
  • CFTC Adopts Amendments to Commodity Pool Operator Reporting Requirements
  • FINRA Provides Six Month Opt-In Period for Changes to Registration and Examination Requirements for Registered Representatives and Principals Involved in Investment Banking Activities
    • The six month opt in period ends May 3, 2010.
  • SEC Issues Release for Dark Pools Proposal
  • Goodwin Procter Issues Client Alert on New Legislation Providing an Elective NOL Carryback Period of up to Five Years

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