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ARTICLE · 16 MARCH 2011

Financial Services Alert - March 15, 2011

Goodwin Procter LLP
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The U.S. District Court for the Northern District of California issued a decision in which it granted in part and denied in part a motion to dismiss claims related to allegations that defendants deviated from a bond index mutual fund’s investment objective.

United StatesFinance and Banking
Robert Kurucza
Robert Kurucza

Developments of Note

  • Federal District Court Grants in Part and Denies in Part Motion to Dismiss Claims Relating to an Investment Company's Alleged Deviation from its Stated Investment Objectives
  • SEC Staff Issues No-Action Letter Providing Relief to Registered Investment Companies Seeking to Place Assets in the Custody of Credit Default Swap Clearinghouse or its Members
  • FDIC Issues Financial Institution Letter Concerning Steps and Procedures Available to Financial Institutions That Wish to Voice Concerns Regarding FDIC Examination Findings
  • Other Items of Note
  • Boston Consulting Group Submits Dodd-Frank Mandated Study on SEC Organization and Operations
  • CPSS and IOSCO Publish Consultative Report on the Principles for Financial Market Infrastructures

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