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ARTICLE · 27 NOVEMBER 2020

CFTC Releases 2020 Annual Report On Its Whistleblower Program

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The Commodity Futures Trading Commission ("CFTC") recently released its 2020 Annual Report on the status of its whistleblower program for the fiscal year ending on September 30, 2020.

United StatesFinance and Banking
Steven Pearlman
Steven Pearlman
Pinchos Goldberg
Pinchos Goldberg
Scott Tan
Scott Tan
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The Commodity Futures Trading Commission ("CFTC") recently released its 2020 Annual Report on the status of its whistleblower program for the fiscal year ending on September 30, 2020.

The report, prepared by the CFTC's Whistleblower Office ("WBO"), contains statistics on the tips received and awards granted during the previous fiscal year, describes the WBO's recent outreach and education initiatives, and provides an update on the CFTC Customer Protection Fund, which finances these efforts.

Under the CFTC's whistleblower program, whistleblowers who voluntarily provide original information about violations of the Commodity Exchange Act are eligible to receive between 10 and 30 percent of resulting sanctions that exceed $1 million. Eligible sanctions can be collected via CFTC enforcement actions or related actions by other federal regulators.

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