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ARTICLE · 18 NOVEMBER 2013

CFTC Proposed Rule On Commodity Pools

On November 5, the CFTC issued a proposed rule that would require that all registered introducing brokers, commodity pool operators and commodity trading advisors become and remain members of at least one registered futures association.

United StatesFinance and Banking

On November 5, the CFTC issued a proposed rule that would require that all registered introducing brokers (IBs), commodity pool operators (CPOs) and commodity trading advisors (CTAs) become and remain members of at least one registered futures association. Comments on the proposed rule must be submitted within 60 days after publication in the Federal Register. CFTC Release. CFTC Proposed Rule.

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