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ARTICLE · 10 FEBRUARY 2022

2022 Compliance Developments And Calendar For Private Fund Advisers

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Registered investment advisers to private funds clients are required to make filings with the Securities and Exchange Commission (SEC) each year and deliver certain information to their clients.

United StatesFinance and Banking
Jan-Paul Bruynes
Jan-Paul Bruynes
Brian T. Daly
Brian T. Daly
Jason M. Daniel
Jason M. Daniel
Barbara Niederkofler
Barbara Niederkofler
Stephen Vine
Stephen Vine
Jenny Walters
Jenny Walters
Alexandra L. Delman
Alexandra L. Delman
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INTRODUCTION

Compliance Reminders for 2022

Registered investment advisers to private funds clients are required to make filings with the Securities and Exchange Commission (SEC) each year and deliver certain information to their clients. In particular, registered investment advisers must:

  • File their annual amendment to Form ADV by March 31, 2022 (if their fiscal year end is December 31).
  • Deliver their brochure (or Form ADV Part 2) to their clients by April 30, 2022.
  • If using client audited financial statements to comply with the custody rule, deliver such financial statements to clients by April 30, 2022.
  • File Form PF either on April 30, 2022, or, if the investment adviser is a "large hedge fund adviser," 60 days after the end of each quarter.1

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