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ARTICLE · 29 NOVEMBER 2018

SEC Releases FY 2018 Whistleblower Program Annual Report

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On November 15, 2018, the U.S. Securities and Exchange Commission ("SEC") published its statutorily mandated fiscal year report to Congress covering the agency's whistleblower program.

United StatesEmployment and HR
Harris Mufson
Harris Mufson
Jacob L. Hirsch
Jacob L. Hirsch
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On November 15, 2018, the U.S. Securities and Exchange Commission ("SEC") published its statutorily mandated fiscal year report to Congress covering the agency's whistleblower program.

The report, which covers the period from October 1, 2017 through September 30, 2018, was prepared by the SEC's Office of the Whistleblower ("OWB") to summarize its whistleblower bounty program, report on the program's recent growth, and highlight key amendments to the SEC's Dodd-Frank regulations.

Whistleblower Bounty Program

Through the whistleblower bounty program, the SEC offers a financial reward to individuals who report original, relevant information that leads to a successful enforcement action. The SEC's report states that 69% of bounty recipients to date are current or former corporate insiders. Of these insiders, roughly 83% initially raised their concerns to their employer through internal reporting mechanisms, or perceived that their relevant compliance personnel knew

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