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ARTICLE · 25 JANUARY 2021

DOL Guidance On Missing Pension Plan Participants - Part II

Verrill Dana
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On January 18, we published a blog post regarding new Department of Labor ("DOL") guidance on missing plan participants.

United StatesEmployment and HR
Kimberly S. Couch
Kimberly S. Couch

On January 18, we published a blog post regarding new Department of Labor ("DOL") guidance on missing plan participants. That post is available here, and describes the DOL's guidance on Missing Participants - Best Practices for Pension Plans ("Best Practices"). This blog post addresses two other pieces of guidance issued by the DOL in conjunction with its Best Practices guidance –(i) Compliance Assistance Release No. 2021-01 ("CAR 2021-01") and (ii) Field Assistance Bulletin No. 2021-01 ("FAB 2021-01").

Compliance Assistance Release No. 2021-01

The DOL issued CAR No. 2021-01 to the DOL's Regional Directors (i) to ensure consistent audit practices in the DOL's Terminated Vested Participants Project ("TVPP") for defined benefit pension plans and (ii) to encourage voluntary compliance by fiduciaries.

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