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ARTICLE · 02 DECEMBER 2022

Top 10 Practice Tips: Registered Direct Offerings

Mayer Brown
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This top 10 practice tips article provides practical guidance for counsel working on a registered direct offering (RDO).

United StatesCorporate/Commercial Law
Anna T. Pinedo
Anna T. Pinedo
Ziv Schwartz
Ziv Schwartz
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Additional author: Kosisochukwu Ifediba

This top 10 practice tips article provides practical guidance for counsel working on a registered direct offering (RDO). An RDO is a public offering of securities sold on a best efforts basis by a placement agent engaged by an issuer to introduce the issuer to potential investors. An RDO is generally targeted to a select number of accredited and institutional investors, although it may be sold to non-accredited investors. Issuers find RDOs an attractive option when they are seeking to test the market or conduct an offering without attracting much market attention.

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This Mayer Brown article provides information and comments on legal issues and developments of interest. The foregoing is not a comprehensive treatment of the subject matter covered and is not intended to provide legal advice. Readers should seek specific legal advice before taking any action with respect to the matters discussed herein.

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