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ARTICLE · 11 SEPTEMBER 2013

Structured Thoughts: Volume 4, Issue 12, September 3, 2013

Morrison Foerster
Morrison Foerster
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Morrison Foerster

Morrison Foerster

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As readers of this publication know, the SEC’s amendments to Regulation D and Rule 144A required by the JOBS Act will become effective on September 23, 2013.

United StatesCorporate/Commercial Law
Lloyd Harmetz
Lloyd Harmetz
Bradley Berman
Bradley Berman
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General Solicitation, Bad Actors and Structured Products

As readers of this publication know, the SEC's amendments to Regulation D and Rule 144A required by the JOBS Act will become effective on September 23, 2013.

Our more detailed client alerts discussing the new rules may be found at:

In this article, we set forth a few reminders as to how these changes will affect Regulation D and Rule 144A structured note programs, and describe a few action items being undertaken by offering participants to address the new rules.

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