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ARTICLE · 14 MARCH 2017

SEC Speaks 2017

Commission staff highlight key developments and successes in the SEC enforcement program.

United StatesCorporate/Commercial Law
E. Southerling
E. Southerling

Commission staff highlight key developments and successes in the SEC enforcement program.

As they do every year, senior officials from the US Securities and Exchange Commission (SEC or the Commission), including current and former commissioners, recently gathered at the SEC Speaks conference held in Washington, DC to highlight the Commission's accomplishments in fiscal year 2016 and announce its priorities for 2017. Officials from the SEC's Division of Enforcement (Division or Enforcement Division) offered guidance to securities law practitioners as to best advocacy practices in defending enforcement actions, repeatedly emphasized the benefits of extraordinary cooperation with the enforcement staff in investigations and litigation, and discussed recent court decisions and issues pending before the federal courts, all of which will have a significant impact on the SEC's enforcement program. In addition, in their prepared remarks, Acting SEC Chair Michael Piwowar and

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