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ARTICLE · 18 MARCH 2020

SEC Proposes Rule Changes To Improve Private Placement Rules

Herbert Smith Freehills Kramer LLP
Herbert Smith Freehills Kramer LLP
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Herbert Smith Freehills Kramer LLP

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On March 4, the Securities and Exchange Commission (the Commission) proposed a set of amendments to the rules and regulations under the Securities Act of 1933

United StatesCorporate/Commercial Law
Ann Kalodis
Ann Kalodis
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On March 4, the Securities and Exchange Commission (the Commission) proposed a set of amendments to the rules and regulations under the Securities Act of 1933, as amended (the Securities Act), to simplify, harmonize and improve the regulation of private placements. In June 2019, the Commission issued a concept release that solicited public comments relating thereto. Informed by the comments received, as well as other feedback, the Commission's proposed amendments are intended to reduce potential friction points to make the capital-raising process more effective and efficient to meet evolving market needs. The full text of the proposed amendments may be found here. 

The proposed amendments would do the following:

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