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ARTICLE · 30 OCTOBER 2020

SEC Open Meeting On Exempt Offering Framework

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The Securities and Exchange Commission has announced an open meeting on November 2, 2020 to consider amendments relating to the exempt offering framework.

United StatesCorporate/Commercial Law
Anna T. Pinedo
Anna T. Pinedo
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The Securities and Exchange Commission has announced an open meeting on November 2, 2020 to consider amendments relating to the exempt offering framework. The SEC had released proposed amendments for public comment in March 2020, which were well-received, and included proposed simplifications to the integration framework, as well as modifications to the offering thresholds for Regulation A, Rule 504 and Regulation Crowdfunding offerings. The proposal also included various recommendations that would harmonize or better align disclosure and other conditions for securities exemptions. See the notice here.

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This Mayer Brown article provides information and comments on legal issues and developments of interest. The foregoing is not a comprehensive treatment of the subject matter covered and is not intended to provide legal advice. Readers should seek specific legal advice before taking any action with respect to the matters discussed herein.

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