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ARTICLE · 29 MARCH 2017

SEC Adopts Rule Requiring Hyperlinks To Exhibits And HTML Formatting

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Currently, if you wish to access an exhibit that is filed with a registration statement or report, you must take several steps before you can retrieve the document.

United StatesCorporate/Commercial Law
Rob Wernli Jr
Rob Wernli Jr
Sara Shirzad
Sara Shirzad
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On March 1, 2017, the Securities and Exchange Commission ("SEC") announced the adoption of amendments that will require registrants that file certain registration statements and reports subject to the exhibit requirements of Item 601 of Regulation S-K (i) to include within each filing a hyperlink to each exhibit referenced therein and (ii) to submit all such filings to EDGAR in HTML format. The new requirements are set to go into effect on September 1, 2017 for most registrants.

The new requirements will apply to registrants submitting the following types of filings under the Securities Act of 1933 and the Securities Exchange Act of 1934:

Currently, if you wish to access an exhibit that is filed with a registration statement or report, you must take several steps before you can retrieve the document. First, you must review the exhibit index within the filing itself. Then, once you have identified the relevant exhibit, you must exit the filing and click on the

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