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ARTICLE · 17 OCTOBER 2023

SEC Adopts Changes To Schedule 13D And Schedule 13G

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On October 10, 2023, the U.S. Securities and Exchange Commission (the "SEC") adopted final rules amending (the "Amendments") Schedules 13D and 13G of the Securities Exchange Act of 1934...

United StatesCorporate/Commercial Law
Peter Fetzer
Peter Fetzer
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On October 10, 2023, the U.S. Securities and Exchange Commission (the "SEC") adopted final rules amending (the "Amendments") Schedules 13D and 13G of the Securities Exchange Act of 1934 (the "Exchange Act") to modernize its reporting rules and ultimately to speed up the rate at which beneficial ownership information is made available to the public.

Changes Made by the Amendments

Among other things, the amendments (1) shorten the deadline for initial Schedule 13D filings from 10 days to 5 business days, (2) require that Schedule 13D amendments be filed within 2 business days, (3) generally accelerate the filing deadlines for Schedule 13G beneficial ownership reports (the filing deadlines differ based on the type of filer) and (4) extend the filing time for Schedules 13D and 13G to 10:00 p.m. Eastern Time. A chart of the changes made to Schedules 13D and 13G by the Amendments is provided below.

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