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ARTICLE · 13 DECEMBER 2018

REVERSEinquiries, Volume 1, Issue 8

Mayer Brown
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REVERSEinquiries is Mayer Brown's structured and market-linked products-focused newsletter.

United StatesCorporate/Commercial Law
Bradley Berman
Bradley Berman
Gonzalo Go
Gonzalo Go
Marla Matusic
Marla Matusic
Anna T. Pinedo
Anna T. Pinedo
Mingli Wu
Mingli Wu
Jing Zhang
Jing Zhang
Hanwen Zhang
Hanwen Zhang
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FINRA's Reorganized and Simplified Advertising Web Pages

The FINRA Advertising Regulation Department recently reorganized and updated its webpage, which is available here: https://goo.gl/JJpfEP. The updated webpage is organized into six areas: frequently asked questions, notices by topic, education and training, how to file, what and when to file, and a section for new and pending member firms. In the frequently asked questions section, all FINRA interpretive guidance on Rule 2210 (Communications with the Public) is organized and indexed in one place. Similarly, all advertising regulation-related FINRA notices are indexed and organized together.

These indexed materials are a great improvement over the anonymous list of notices at the end of Rule 2210, providing context and order for practitioners and others seeking FINRA's view on advertising and communications.

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This Mayer Brown article provides information and comments on legal issues and developments of interest. The foregoing is not a comprehensive treatment of the subject matter covered and is not intended to provide legal advice. Readers should seek specific legal advice before taking any action with respect to the matters discussed herein.

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