2014 Year-End Securities Litigation Enforcement Highlights

Welcome to the 2014 Year-End Report from the BakerHostetler Securities Litigation and Regulatory Enforcement practice team. Its purpose is to provide a periodic survey, apart from our team Executive Alerts, on matters we believe to be of interest to sophisticated General Counsel, Chief Compliance Officers, Compliance Departments, legal departments, and members of the securities and commodities industries at financial institutions, private investment funds, and public companies.

We issue this Securities Litigation and Enforcement Highlights Report at mid-year and shortly after year-end. We hope you find the information and commentary useful and welcome your comments and suggestions. We encourage you to contact any of the practice team members listed at the end of the Report.