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ARTICLE · 06 JULY 2020

Regulation Round Up - June 2020

Proskauer Rose LLP
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The Financial Conduct Authority ("FCA") announced that the deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons will be...

United StatesCoronavirus (COVID-19)
Amar Unadkat
Amar Unadkat
Andrew Wingfield
Andrew Wingfield
Jade-Alexandra Fearns
Jade-Alexandra Fearns
John Verwey
John Verwey
Kirsten Lapham
Kirsten Lapham
Michael Singh
Michael Singh
Richard Bull
Richard Bull
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30 June

The Financial Conduct Authority ("FCA") announced that the deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons will be delayed from 9 December 2020 until 31 March 2021. 

The FCA published a statement setting out its expectations to help benchmark administrators and firms using Appointed Representative arrangements to apply the Approved Persons Regime during the Covid-19 pandemic.

29 June

The European Commission has published a report on the impact of the Interchange Fees Regulation for card-based payment transactions.

26 June

The Corporate Insolvency and Governance Act 2020 ("CIGA 2020") has obtained Royal Assent.

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