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ARTICLE · 04 JUNE 2020

Regulatory Capital – Top 10 Tips

MJ Hudson
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In the context of investment businesses, it is important to remember that regulatory capital is designed to help a firm conduct an orderly wind down and to act as buffer for external and internal shocks.

United KingdomFinance and Banking
Mike Booth
Mike Booth
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This month's Regulatory Refreshment newsletter discusses the FCA's focus for the year ahead and what FCA authorised firms should be thinking about in regard to the impact of COVID-19 on their regulatory capital position.

We are hosting a webinar on regulatory capital – COVID-19 – How may it impact your regulatory capital position – Thursday, 30 Apr 2020 12:30 – 1:30pm. Click here to register.

Regulatory Capital

In the context of investment businesses, it is important to remember that regulatory capital is designed to help a firm conduct an orderly wind down and to act as buffer for external and internal shocks.

There is no doubt that COVID-19 is a significant external shock. The scale and magnitude of the impact will differ depending on the firms' circumstances.

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