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ARTICLE · 10 FEBRUARY 2020

Regulation Round Up - January 2020

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The Financial Conduct Authority ("FCA") published a letter, sent to the CEOs of wholesale general insurance (GI) firms, setting out its expectations for them to be...

United KingdomFinance and Banking
Andrew Wingfield
Andrew Wingfield
Richard Bull
Richard Bull
John Verwey
John Verwey
Jade-Alexandra Fearns
Jade-Alexandra Fearns
Amar Unadkat
Amar Unadkat
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Key developments in January 2020:

6 January

The Financial Conduct Authority ("FCA") published a letter, sent to the CEOs of wholesale general insurance (GI) firms, setting out its expectations for them to be proactive in tackling non-financial misconduct in the sector. This publication demonstrates the FCA's commitment towards corporate culture and individual behaviour as a priority area of focus in 2020.

The European Securities and Markets Authority ("ESMA") published a final report and guidelines on reporting under Articles 4 and 12 of the Regulation on reporting and transparency of securities financing transactions (EU 2015/2365) ("SFTR").

7 January

The Bank of England ("BoE") published a discussion paper on transforming data collection from the UK financial sector.

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