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ARTICLE · 08 FEBRUARY 2019

Regulation Round Up - January 2019

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The Financial Conduct Authority ("FCA") published a press release explaining that claims management companies can now register for the temporary permission they will need to continue operating when the FCA takes over...

United KingdomFinance and Banking
Andrew Wingfield
Andrew Wingfield
Richard Bull
Richard Bull
John Verwey
John Verwey
Amar Unadkat
Amar Unadkat
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The Financial Conduct Authority ("FCA") published a press release explaining that claims management companies can now register for the temporary permission they will need to continue operating when the FCA takes over regulation of claims management companies.

3 January

The FCA published the following instruments implementing the Securitisation Regulation (EU 2017/2402) in the FCA Rules:

  • Securitisation Regulation Implementation (Fees for Third Party Verifiers) Instrument 2019 (FCA 2019/1); and
  • Enforcement (EU Securitisation Regulation) Instrument 2019 (FCA 2019/2).

4 January

The European Securities and Markets Authority ("ESMA") published an updated version of its Q&As on transparency topics under the second Markets in Financial Instruments Directive (2014/65/EU) ("MiFID II") and the Markets in Financial Instruments Regulation (600/2014) ("MiFIR").

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