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ARTICLE · 20 JULY 2017

Financial Services Regulation Monthly Update - June 2017

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On 21 June 2017, the FCA published a Consultation Paper on its new proposals for advising on pension transfers where consumers have safeguarded benefits.

United KingdomFinance and Banking
Emily Benson
Emily Benson

This month in summary

  • FCA publishes Consultation Paper on pension transfers advice
  • FCA publishes its final report into the asset management sector
  • FCA updates regulatory sandbox and announces second cohort of accepted firms
  • FCA investigations – the evolving approach
  • Improving access to insurance
  • SFO charges in Barclays Qatar capital raising case

FCA publishes Consultation Paper on pension transfer advice

On 21 June 2017, the FCA published a Consultation Paper on its new proposals for advising on pension transfers where consumers have safeguarded benefits. This will primarily apply to transfers from defined benefit (DB) to defined contribution pension schemes.

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