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ARTICLE · 30 SEPTEMBER 2013

Financial Regulatory Developments (FReD) - 27 September 2013

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A summary of the most recent financial regulatory developments.

United KingdomFinance and Banking
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HEADLINES

  • EU Legislation Tracker
  • FCA fines JPMorgan £137,610,000 for serious trading failings
  • FCA publishes PPI complaints review
  • FCA fines broker over benchmark failings

EUROPEAN UNION AND INTERNATIONAL

EU Legislation Tracker

We have decided to include a new feature in FReD, to allow you to track the European Parliament's (EP) "OEIL" voting date forecasts and access EP reports and positions on major legislative initiatives. Please follow the relevant link to see the materials:

  • Bank Recovery and Resolution Directive (BRRD) OEIL File
  • Omnibus 2 Directive OEIL File
  • UCITS5 OEIL File
  • Central Securities Depositories Regulation (CSD Regulation) OEIL File
  • Recast Markets in Financial Instruments Directive (MiFID2) OEIL File

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