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ARTICLE · 05 OCTOBER 2023

Capital Markets Update: October 2023

Walker Morris
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Welcome to the current edition of Capital Markets Update, the monthly briefing from our Corporate Group rounding up the previous month's regulatory developments within the equity capital market...

United KingdomFinance and Banking
John Hamer
John Hamer
Debbie Jackson
Debbie Jackson
Richard Naish
Richard Naish
Daniel O'Gorman
Daniel O'Gorman
Jo Stephenson
Jo Stephenson
Oliver Duke
Oliver Duke
Thomas Mieszkowski
Thomas Mieszkowski

Welcome to the current edition of Capital Markets Update, the monthly briefing from our Corporate Group rounding up the previous month's regulatory developments within the equity capital market and looking ahead to future developments.

Capital Market: September's news

Financial promotion regulations made

On 6 September 2023, the Financial Services and Markets Act 2000 (Exemptions from Financial Promotion General Requirement) Regulations 2023 were laid before Parliament and published together with an Explanatory Memorandum. The regulations will operate from 7 February 2024 and require any authorised person who wishes to approve financial promotions of an unauthorised person to obtain prior permission from the FCA. The regulations came into force on 27 September 2023.

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