Walkers this week broadcasted a podcast as part of its "We Talk Banking and Finance Series" hosted by Julia Keppe and Alice Wight on the...

Comments must be submitted by March 15, 2019.

FINRA named Gregory J. Dean, Jr. Senior Vice President for the Office of Government Affairs. Mr. Dean had been serving as Senior Director, Regulatory & Government Affairs...

The new rate will go into effect on May 22, 2018.

An investment firm was fined $2.9 billion by several domestic and foreign authorities, including the Federal Reserve Board, the DOJ, the SEC, the Financial Conduct Authority and the Bank...

The NFA announced results of the elections for Board of Directors and the 2017 Nominating Committee.

Chief Economist and Division of Economic and Risk Analysis ("DERA") Director Mark J. Flannery will leave the agency by the end of December 2016.

The SEC Division of Corporation Finance permitted Rowan Companies plc, an offshore drilling services provider, to "file a definitive proxy statement without filing a preliminary proxy statement...

The Board of Governors of the Federal Reserve System, the Consumer Financial Protection Bureau and the Office of the Comptroller of the Currency issued a final rule and interpretation...

The CFPB proposal to amend CFPB Regulation F ("Fair Debt Collection Practices Act") in order to clarify certain restrictions and address predatory ...

The CFTC determined that it was in the public's interest to renew the Global Markets Advisory Committee ("GMAC") for a period of two years.

The corrections became effective on December 13, 2018.

FINRA issued a notice informing member firms that the fee rate for certain securities transactions on exchanges and in the OTC markets will increase from $13 to $20.70 per million dollars in transactions.

Each course provides real-world simulations that help financial professionals and members of the public understand municipal securities transactions, as well as related market and regulatory considerations.

The SEC named Robert Evans III as Deputy Director of its Division of Corporation Finance. Mr. Evans will be a senior advisor to Division Director William Hinman.

The New York State Department of Financial Services ("NYDFS") approved the application of a trust company to act as a custodian for Bitcoin.

Even amongst a battle of supply and demand between GPs and the banks, subscription lines of credit remain resilient.

The original expiration date was April 15, 2018.

REF News & Views readers, as the holiday season approaches, we want to take a moment to express our gratitude for your continuous support throughout the year.

The Senate Banking Committee will meet on October 4, 2017 to discuss the recent Equifax cybersecurity breach.